Broker Check

Our Planning Service for Financial Advisors


MAXIMIZE THE VALUE OF YOUR CLIENT'S EMPLOYEE EQUITY COMPENSATION

We know from experience that many employees are confused and have many questions.

  • Which Stock Option Grants should be exercised?
  • Which Equity Grants should be held?
  • Are there Employee Stock Options about to Expire?
  • Are Underwater Stock Options worth anything?
  • What is the Tax Treatment of a potential Employee Stock Option Exercise?
  • Can Employee Stock Options be part of a plan for retirement?
  • Is there an Equity Compensation Diversification Strategy that can lead to Disciplined Wealth Building?

OUR PROCESS

WE’LL GIVE YOU A SIMPLE METRIC TO OPTIMIZE YOUR CLIENT'S EMPLOYEE EQUITY PLAN AND EXERCISES TO REDUCE THEIR RISK

Free 30 Minute Analysis 

Your clients want to maximize and manage the risk of their employer sponsored equity compensation plans. Our service gives you access to the most powerful equity compensation evaluation illustration tool available. Our illustration can assist you as you make the case for diversification and disciplined family wealth building.

Planning is Everything

Employees of publicly traded companies should know the answers to these five questions:

How much gets left on the table if they leave the company?

How much leverage is there in their current equity grants?

Do they know the stock price at which they would meet their financial goal?

How much of their net worth is concentrated in company stock?

When is the optimum time to exercise a stock option grant?

Planning for a career change, a lifestyle adjustment, or retirement, the timing can have a complex effect on your clients’ long-term outcome. Arm yourself with the tools to explain their equity compensation choices.

Vision Matters

How much does the client need? How much is enough?
How much do they want to leave behind? Give yourself the power to:

Maximize the value and manage the risk of client equity compensation

Tactically build a diversified client investment portfolio

Reduce client portfolio risk

Confidently build family wealth

Sustain or improve client lifestyle

Timing Counts

Your client expects more. Give them what they want today with a free initial equity compensation evaluation. One-time or continuously monitored portfolio services are available